UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 6 )*
Oragenics, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
684023-20 3
(CUSIP Number)
Mark A. Catchur
Shumaker, Loop & Kendrick LLP
101 E. Kennedy Blvd. Suite 2800
Tampa, FL 33602
(813) 229-7600
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
July 31, 2012
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 684023-10 4 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Koski Family Limited Partnership 75-2707549 | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
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3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
PF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
Texas | |||||
Number of shares beneficially owned by each reporting person with |
7. | Sole Voting Power
0 | ||||
8. | Shared Voting Power
11,938,667 (1) (See Item 5) | |||||
9. | Sole Dispositive Power
0 | |||||
10. | Shared Dispositive Power
11,938,667 (1) (See Item 5) | |||||
11. |
Aggregate amount beneficially owned by each reporting person
13,438,465 (See Item 5) | |||||
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). ¨
| |||||
13. |
Percent of Class Represented by Amount in Row (11)
45.7%(2) | |||||
14. |
Type of Reporting Person (See Instructions)
PN |
(1) | Includes 9,767,742 shares of Oragenics Inc. common stock held directly and 2,170,925 shares able to be acquired upon immediately exerciseable warrants at $2.00 per share issued to Koski Family Limited Partnership (the KFLP Warrants). |
(2) | Based upon 29,375,646 shares, which includes (i) 27,204,721 Company shares outstanding as of August 6, 2012, and (ii) the KFLP Warrants. |
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CUSIP No. 684023-10 4 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Christine L. Koski | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
Not applicable | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States | |||||
Number of shares beneficially owned by each reporting person with |
7. | Sole Voting Power
481,066 (See Item 5) | ||||
8. | Shared Voting Power
11,938,667 (1) (3) (See Item 5) | |||||
9. | Sole Dispositive Power
481,066 (See Item 5) | |||||
10. | Shared Dispositive Power
11,938,667 (1) (3) (See Item 5) | |||||
11. |
Aggregate amount beneficially owned by each reporting person
12,419,733 (1) (See Item 5) | |||||
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). ¨
| |||||
13. |
Percent of Class Represented by Amount in Row (11)
42.2% (2) | |||||
14. |
Type of Reporting Person (See Instructions)
IN |
(3) | Represents shares beneficially owned by the Koski Family Limited Partnership (KFLP) of which Ms. Koski is a general partner and may be deemed to have beneficial ownership. Ms. Koski disclaims beneficial ownership of the shares held by the KFLP except to the extent of her pecuniary interest. |
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CUSIP No. 684023-10 4 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Robert C. Koski | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
Not applicable | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States | |||||
Number of shares beneficially owned by each reporting person with |
7. | Sole Voting Power
539,066 (5) (See Item 5) | ||||
8. | Shared Voting Power
11,938,667 (1) (4) (See Item 5) | |||||
9. | Sole Dispositive Power
539,066 (5) (See Item 5) | |||||
10. | Shared Dispositive Power
11,938,667 (1) (4) (See Item 5) | |||||
11. |
Aggregate amount beneficially owned by each reporting person
12,477,733 (1) (See Item 5) | |||||
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). ¨
| |||||
13. |
Percent of Class Represented by Amount in Row (11)
42.4% (2) | |||||
14. |
Type of Reporting Person (See Instructions)
IN |
(4) | Represents shares beneficially owned by the KFLP, of which Mr. Robert Koski is a general partner and may be deemed to have beneficial ownership. Mr. Koski disclaims beneficial ownership of the shares held by the KFLP except to the extent of his pecuniary interest. |
(5) | Includes: (a) 41,400 shares owned directly by Mr. Robert Koski, and (b) 497,666 shares owned by trusts which Mr. Koski serves as sole trustee as follows: the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (100,000 shares); The Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (100,000 shares); The Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (100,000 shares); and The Robert Clayton Koski Trust for the benefit of Robert Edward Koski (100,000 shares) and the Robert Clayton Koski Trust for the benefit of Elyse Margaux Koski (97,666 shares). |
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CUSIP No. 684023-10 4 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Beverly L. Koski | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
Not applicable | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States | |||||
Number of shares beneficially owned by each reporting person with |
7. | Sole Voting Power
10,000 (See Item 5) | ||||
8. | Shared Voting Power
11,938,667 (1) (6) (See Item 5) | |||||
9. | Sole Dispositive Power
10,000 (See Item 5) | |||||
10. | Shared Dispositive Power
11,938,667 (1) (6) (See Item 5) | |||||
11. |
Aggregate amount beneficially owned by each reporting person
11,948,667 (1) (See Item 5) | |||||
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). ¨
| |||||
13. |
Percent of Class Represented by Amount in Row (11)
40.6% (2) | |||||
14. |
Type of Reporting Person (See Instructions)
IN |
(6) | Represents shares beneficially owned by the KFLP, of which Koski Management Inc. is a general partner. Ms. Beverly Koski is the sole shareholder of Koski Management, Inc. and disclaims beneficial ownership of the shares held by the KFLP except to the extent of her pecuniary interest through Koski Management, Inc. |
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CUSIP No. 684023-10 4 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Thomas L. Koski | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
Not applicable | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States | |||||
Number of shares beneficially owned by each reporting person with |
7. | Sole Voting Power
469,666 (See Item 5) | ||||
8. | Shared Voting Power
11,938,667 (1) (7) (See Item 5) | |||||
9. | Sole Dispositive Power
469,666 (See Item 5) | |||||
10. | Shared Dispositive Power
11,938,667 (1) (7) (See Item 5) | |||||
11. |
Aggregate amount beneficially owned by each reporting person
12,408,333 (1) (See Item 5) | |||||
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). ¨
| |||||
13. |
Percent of Class Represented by Amount in Row (11)
42.2% (2) | |||||
14. |
Type of Reporting Person (See Instructions)
IN |
(7) | Represents shares beneficially owned directly by the KFLP, of which Mr. Thomas Koski is a general partner and may be deemed to have beneficial ownership. Mr. Thomas Koski disclaims beneficial ownership of the shares held by the KFLP except to the extent of his pecuniary interest. |
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Item 1. | Security and Issuer |
This Amendment No. 6 to Schedule 13D ( Amendment No. 6) amends and supplements the statement on Schedule 13D originally filed on July 8, 2009, (the Original Schedule 13D), as it was previously amended and supplemented by Amendment No. 1 filed on February 12, 2010, (Amendment No. 1), and Amendment No. 2 filed on August 6, 2010 (Amendment No. 2) and No. 3 filed on February 11, 2011 ( Amendment No. 3), Amendment No. 4 filed on April 5, 2012 (Amendment No. 4) and Amendment No. 5 filed on June 15, 2012 (Amendment No. 5) (Amendment No. 6, together with the Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4 and Amendment No. 5 hereinafter, collectively, referred to as the Schedule 13D) by the Reporting Persons (as defined below) relating to the common stock, par value $0.001 per share (Common Stock), of Oragenics, Inc., a Florida corporation (the Issuer or the Company). The principal executive offices of the Issuer are located at 3000 Bayport Drive, Suite 685, Tampa, Florida.
Item 2. | Identity and Background |
Item 2 of the Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4 and Amendment No. 5 are hereby amended and restated as follows:
This statement is being jointly filed by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the Exchange Act):
(1) | Koski Family Limited Partnership (KFLP), a Texas partnership. |
(2) | Christine L. Koski, the managing general partner of KFLP and a Director of the Issuer. |
(3) | Robert C. Koski, a general partner of KFLP and a Director of the Issuer. |
(4) | Beverly L. Koski, as sole shareholder of Koski Management Inc., a general partner of KFLP. |
(5) | Thomas L. Koski, a general partner of KFLP. |
KFLP is a Texas -based private family partnership principally engaged in the business of investing and managing its own private equity investments.
The business address for KFLP is 3525 Turtle Creek Boulevard, Unit 19-B, Dallas, Texas 75219.
Each of the individuals set forth in clauses (2) through (5) are United States citizens. The business address for each is c/o Koski Family Limited Partnership, 3525 Turtle Creek Boulevard, Unit 19-B, Dallas, Texas 75219.
KFLP and the individuals listed in clauses (2) through (5) above (collectively, the Reporting Persons) may constitute a group for purposes of Rule 13d-5 under the Exchange Act with respect to their beneficial ownership of the Common Stock and are collectively referred to as the Reporting Group. The Reporting Group expressly disclaims that they have agreed to act as a group other than as described in this statement. The Reporting Persons have entered into a Joint Filing Agreement, a copy of which was filed with the Original Schedule 13D and incorporated herein by reference. Information with respect to each Reporting Person is given solely by such Reporting Person, and no Reporting Person assumes responsibility for the accuracy or completeness of the information furnished by another Reporting Person. This report on Schedule 13D constitutes an amendment to the original report of the Reporting Group.
During the last five years, none of the Reporting Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws.
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Item 3. | Source and Amount of Funds or Other Consideration |
The Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4 and Amendment No, 5 are supplemented and amended by the information below.
Based upon the Companys Form 8-K filed on August 2, 2012, on July 31, 2012, the Company closed on a private placement wherein the Company entered into a Stock Purchase Agreement with certain accredited investors pursuant to which the Company: (i) sold to the Purchasers an aggregate of 8,666,665 shares of the Companys Common Stock at a price per share of $1.50 for aggregate gross proceeds of approximately $13,000,000 (the Offering).
The terms of that certain Loan Agreement (Loan Agreement) between the Company and the KFLP which was entered into on March 23, 2012, provided for the automatic conversion of the secured debt represented by the Loan Agreement at the time of a qualified financing defined as financing by the Company raising an amount of no less than $5.0 million on the same terms as such financing. Because the Offering constituted a qualified financing under the terms of the Companys Loan Agreement with the KFLP, the Companys secured debt in the principal amount of $2.5 million, together, with accrued but unpaid interest thereon, due to the KFLP was automatically converted contemporaneously with the closing of the Offering into 1,692,123 shares of common stock issued to the KFLP at the same price of $1.50 per share paid by the Purchasers in the Offering.
This Amendment is also being filed to report the additional changes in beneficial ownership resulting from the issuance by the Company of common stock under the Companys 2002 Amended and Restated Stock Incentive Plan, to officers and non-employee directors for previously disclosed performance-based objectives under long term incentive programs (LTIPs) that were triggered by the Offering. On August 6, 2012, the Company issued an aggregate of 278,713 shares under the LTIPs for executive officers participants and the non-employee directors of which non-employee directors Christine Koski and Robert Koski each were issued 30,000 shares.
This amendment is being filed to reflect the impact on the Reporting Persons beneficial ownership of the Companys share issuances to (i) the Purchasers under the Offering, (ii) the KFLP for the conversion of its outstanding secured indebtedness, and (iii) resulting from the performance based stock awards described above.
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Item 4. | Purpose of Transaction |
Item 4 of the Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4 and Amendment No. 5 are supplemented and amended by the information below.
The information in Item 3 of this Amendment No. 5 is incorporated herein by reference.
Except as otherwise described in this Schedule 13D, none of the Reporting Persons currently has any plans or proposals that relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present Board of Directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the Board except as may be required for the Company to comply with exchange listing requirements with respect to the number of independent directors; (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuers business or corporate structure; (g) any changes in the Issuers charter or by-laws or other actions which may impede the acquisition or control of the Issuer by any person; (h) causing a class of securities of the Issuer to be delisted from a national securities exchange or cease to be authorized to be quoted in an interdealer quotation system of a registered national securities association; (i) causing a class of equity securities of the Issuer to become eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934; or (j) any action similar to those enumerated above.
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Item 5. | Interest in Securities of the Issuer |
Item 5 of the Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4 and Amendment No. 5 are supplemented and amended by the information below.
This Amendment is being filed to report the impact on the Reporting Persons beneficial ownership of that certain transaction between the Company and Intrexon disclosed in the Form 8-K filed by the Company on June 11, 2012.
As of August 10, 2012, the Reporting Persons beneficially own an aggregate of 13,438,465 shares of Common Stock, or approximately 45.7% of the Common Stock then outstanding, including consideration of the KFLP Warrants.
By virtue of their potential status as a group for purposes of Rule 13d- 5, each of the members of the Reporting Group may be deemed to have shared voting and dispositive power over the shares owned by other members. Neither the filing of this statement nor any of its contents shall be deemed to constitute an admission that any Reporting Person is the beneficial owner of any Common Stock referred to in this statement for the purposes of Section 13(d) of the Act or for any other purpose, and such beneficial ownership is expressly disclaimed.
(a) and (b)
(1) | The Koski Family Limited Partnership (KFLP) directly owns 9,767,742 shares of Common Stock and has the right to acquire 2,170,925 shares of Common Stock through currently outstanding and exerciseable warrants, (together with the directly owned shares 11,938,667 shares), constituting 40.6% of the Common Stock of the Issuer outstanding as of August 6, 2012. The KFLP may be deemed to have shared voting power and investment power with respect to all shares of Common Stock referred to above. |
(2) | Christine L. Koski as a general partner of the KFLP, may be deemed to be beneficial owner of the 11,938,667 shares of Common Stock owned by the KFLP, constituting approximately 40.6% of the Common Stock of the Issuer outstanding as of August 6, 2012. Ms. Koski may be deemed to have shared voting power and investment power with respect to such shares of Common Stock referred to above. Ms. Koski directly owns 481,066 shares of common stock, constituting 1.8% of the Common Stock of the Issuer outstanding as of August 6, 2012 and together with the KFLP shares and warrants 42.2%. Ms. Koski has sole voting and investment power with respect to these shares. |
(3) | Robert C. Koski as a general partner of the KFLP, may be deemed to be beneficial owner of the 11,938,667 shares of Common Stock owned by the KFLP, constituting approximately 40.6% of the Common Stock of the Issuer outstanding as of August 6, 2012. Mr. Koski may be deemed to have shared voting power and investment power with respect to such shares of Common Stock referred to above. Mr. Koski directly owns 41,400 shares of common stock, constituting less than one percent of the Common Stock of the Issuer outstanding as of August 6, 2012. Mr. Koski also has sole voting and investment power with respect to these shares. Mr. Koski also may be deemed to be the beneficial owner of an aggregate of 497,666 shares of Common Stock owned by trusts of which Mr. Koski serves as sole trustee as follows: the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (100,000 shares); The Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (100,000 shares); The Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (100,000 shares); and The Robert Clayton Koski Trust for the benefit of Robert Edward Koski (100,000 shares) and The Robert Clayton Koski Trust for the benefit of Elyse Margaux Koski (97,666 shares). Together Mr. Koskis individual holdings with the trust holdings constitute 2.0% of the Common Stock of the Issuer outstanding as of August 6, 2012 and together with the KFLP shares and warrants 42.4%. |
(4) | Beverly L. Koski as the sole shareholder of Koski Management, Inc. (a general partner of the KFLP), may be deemed to be beneficial owner of the 11,938,667 shares of Common Stock owned by the KFLP, constituting approximately 40.6% of the Common Stock of the Issuer outstanding as of August 6, 2012. Ms. Koski may be deemed to have shared voting power and investment power with respect to such shares of Common Stock referred to above. Koski Management, Inc. owns 10,000 shares, constituting less than one percent of the Common Stock of the Issuer outstanding as of August 6, 2012 and together with the KFLP shares and warrants 40.6%. Ms. Koski has sole control of Koski Management, Inc. and thus sole voting and investment power with respect to these shares. |
10
(5) | Thomas L. Koski as the general partner of the KFLP, may be deemed to be beneficial owner of the 11,938,667 shares of Common Stock owned by the KFLP, constituting approximately 40.6% of the Common Stock of the Issuer outstanding as of August 6, 2012. Mr. Koski may be deemed to have shared voting power and investment power with respect to such shares of Common Stock referred to above. Mr. Koski owns 496,666 shares of common stock constituting 1.8% of the Common Stock of the Issuer outstanding as of August 6, 2012 and together with the KFLP shares and warrants 42.2%. Mr. Koski has sole voting and investment power with respect to these shares |
(c) | To the best knowledge of the Reporting Persons, except for the transactions described in this statement, none of the Reporting Persons has effected any transactions in the securities of the Issuer during the past 60 days. |
(d) | Except as stated within this Item 5, to the knowledge of the Reporting Persons, only the Reporting Persons have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the shares of Common Stock reported by this statement. |
(e) | Not applicable. |
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Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
The information set forth under Item 4 is hereby incorporated by reference.
Except for the agreements described above or in response to Items 3 and 4 of this Schedule 13D, which are hereby incorporated herein by reference, to the best knowledge of the Reporting Persons, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between the persons enumerated in Item 2 of this Schedule 13D, and any other person, with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any of the securities, finders fees, joint ventures, loan or option agreements, puts or calls, guarantees of profits, divisions of profits or loss, or the giving or withholding of proxies.
Item 7. | Material to Be Filed as Exhibits |
Exhibit 10.17 | Exchange of Notes for Equity Agreement by and between Oragenics, Inc, and the Koski Family Limited Partnership dated March 23, 2012. | |
Exhibit 10.27 | Loan Agreement by and between Oragenics, Inc, and the Koski Family Limited Partnership dated March 23, 2012. | |
Exhibit 10.37 | Security Agreement by and between Oragenics, Inc, and the Koski Family Limited Partnership dated March 23, 2012. | |
Exhibit 10.47 | Debt Exchange Agreement Warrant dated March 23, 2012 to acquire 1,571,405 shares of common stock. | |
Exhibit 10.57 | Loan Agreement Warrant dated March 23, 2012 to acquire 599,520 shares of common stock. | |
Exhibit 10.62 | Common Stock Purchase Agreement by and among Oragenics, Inc., the Koski Family Limited Partnership and the Purchasers, dated as of December 30, 2009. | |
Exhibit 10.73 | Unsecured Promissory Note with Conversion Provisions, dated May 25, 2010. | |
Exhibit 10.84 | Common Stock Purchase Agreement by and between Oragenics, Inc. and the Koski Family Limited Partnership, dated as of July 5, 2010. | |
Exhibit 10.95 | Revolving Credit Agreement by and between the Koski Family Limited Partnership and Oragenics, Inc., dated July 30, 2010 and Form of Revolving Unsecured Promissory Note. | |
Exhibit 10.106 | Second Amendment to Unsecured Revolving Credit Agreement between Oragenics and the Koki Family Limited Partnership dated February 4, 2011. | |
Exhibit 10.118 | First Amendment to Security Agreement by and between Oragenics, Inc and the Koski Family Limited Partnership dated June 5, 2012. | |
Exhibit 99.11 | Power of Attorney of the KFLP dated July 1, 2009. | |
Exhibit 99.21 | Power of Attorney of Christine L. Koski dated July 1, 2009. | |
Exhibit 99.31 | Power of Attorney of Robert C. Koski dated July 2, 2009. | |
Exhibit 99.41 | Power of Attorney of Thomas L. Koski dated July 2, 2009. | |
Exhibit 99.51 | Power of Attorney of Beverly Koski dated July 2, 2009. | |
Exhibit 99.61 | Joint Filing Agreement, dated July 8, 2009, by and among the Reporting Persons. |
1 | Filed as Exhibits to the Original Schedule 13D filed on July 8, 2009 and incorporated herein by reference. |
2 | Incorporated by reference to Form 10-K filed on March 31, 2010. |
3 | Incorporated by reference to Form 8-K filed on May 28, 2010. |
4 | Incorporated by reference to Form 8-K filed on July 7, 2010. |
5 | Incorporated by reference to Form 8-K filed on August 2, 2010. |
6 | Incorporated by reference to Form 8-K filed on February 8, 2011. |
7 | Incorporated by reference to Form 8-K filed on March 26, 2012. |
8 | Incorporated by reference to Form 8-K filed on June 11, 2012. |
12
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and accurate.
Dated: August 10, 2012
KOSKI FAMILY LIMITED PARTNERSHIP | ||
By: | /s/ Christine L. Koski* | |
Christine L. Koski | ||
General Managing Member | ||
/s/ Christine L. Koski* | ||
Christine L. Koski | ||
/s/ Robert C. Koski* | ||
Robert C. Koski | ||
/s/ Thomas L. Koski* | ||
Thomas L. Koski | ||
/s/ Beverly Koski* | ||
Beverly Koski | ||
*By: | /s/ Mark A. Catchur | |
Mark A. Catchur | ||
As Attorney-in-Fact |
* | Mr. Mark A. Catchur is signing as Attorney-in-Fact pursuant to powers of attorney dated July 1, 2009 and July 2, 2009 granted by each Reporting Person, copies of which are filed as exhibits to the Original Schedule 13D filed on July 8, 2009 and incorporated herein by reference. |
13
Index of Exhibits
Item 7. | Material to Be Filed as Exhibits |
Exhibit 10.17 | Exchange of Notes for Equity Agreement by and between Oragenics, Inc, and the Koski Family Limited Partnership dated March 23, 2012. | |
Exhibit 10.27 | Loan Agreement by and between Oragenics, Inc, and the Koski Family Limited Partnership dated March 23, 2012. | |
Exhibit 10.37 | Security Agreement by and between Oragenics, Inc, and the Koski Family Limited Partnership dated March 23, 2012. | |
Exhibit 10.47 | Debt Exchange Agreement Warrant dated March 23, 2012 to acquire 1,571,405 shares of common stock. | |
Exhibit 10.57 | Loan Agreement Warrant dated March 23, 2012 to acquire 599,520 shares of common stock. | |
Exhibit 10.62 | Common Stock Purchase Agreement by and among Oragenics, Inc., the Koski Family Limited Partnership and the Purchasers, dated as of December 30, 2009. | |
Exhibit 10.73 | Unsecured Promissory Note with Conversion Provisions, dated May 25, 2010. | |
Exhibit 10.84 | Common Stock Purchase Agreement by and between Oragenics, Inc. and the Koski Family Limited Partnership, dated as of July 5, 2010. | |
Exhibit 10.95 | Revolving Credit Agreement by and between the Koski Family Limited Partnership and Oragenics, Inc., dated July 30, 2010 and Form of Revolving Unsecured Promissory Note. | |
Exhibit 10.106 | Second Amendment to Unsecured Revolving Credit Agreement between Oragenics and the Koki Family Limited Partnership dated February 4, 2011. | |
Exhibit 10.118 | First Amendment to Security Agreement by and between Oragenics, Inc and the Koski Family Limited Partnership dated June 5, 2012. | |
Exhibit 99.11 | Power of Attorney of the KFLP dated July 1, 2009. | |
Exhibit 99.21 | Power of Attorney of Christine L. Koski dated July 1, 2009. | |
Exhibit 99.31 | Power of Attorney of Robert C. Koski dated July 2, 2009. | |
Exhibit 99.41 | Power of Attorney of Thomas L. Koski dated July 2, 2009. | |
Exhibit 99.51 | Power of Attorney of Beverly Koski dated July 2, 2009. | |
Exhibit 99.61 | Joint Filing Agreement, dated July 8, 2009, by and among the Reporting Persons. |
1 | Filed as Exhibits to the Original Schedule 13D filed on July 8, 2009 and incorporated herein by reference. |
2 | Incorporated by reference to Form 10-K filed on March 31, 2010. |
3 | Incorporated by reference to Form 8-K filed on May 28, 2010. |
4 | Incorporated by reference to Form 8-K filed on July 7, 2010. |
5 | Incorporated by reference to Form 8-K filed on August 2, 2010. |
6 | Incorporated by reference to Form 8-K filed on February 8, 2011. |
7 | Incorporated by reference to Form 8-K filed on March 26, 2012. |
8 | Incorporated by reference to Form 8-K filed on June 11, 2012. |
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