UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KOSKI CHRISTINE L 1500 WEST UNIVERSITY PARKWAY SARASOTA, FL 34232 |
X | X | ||
KOSKI BEVERLY 1500 WEST UNIVERSITY PARKWAY SARASOTA, FL 34232 |
X | |||
KOSKI FAMILY LP 1500 WEST UNIVERSITY PARKWAY SARASOTA, FL 34232 |
X | |||
KOSKI ROBERT C 1500 WEST UNIVERSITY PARKWAY SARASOTA, FL 34232 |
X | X | ||
KOSKI THOMAS L 1500 WEST UNIVERSITY PARKWAY SARASOTA, FL 34232 |
X |
/s/ Edward J. Richardson, as attorney-in-fact for Koski Family Limited Partnership, Christine L. Koski, Robert C. Koski, Beverly Koski and Thomas Koski | 07/02/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Ms. Christine Koski and Mr. Robert Koski became directors of the Company on 6/29/2009. The Koski Family Limited Partnership became a 10% owner of the Company as a result of a private placement that occurred on 6/29/2009; no securities were beneficially owned prior to the transaction. Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski are each a general partner of the partnership or the controlling person of a corporate general partner of the partnership. |